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Finding Your Fit

Huntleigh Securities Corporation is a member of the Financial Industry Regulatory Authority (FINRA), the Municipal Securities Rulemaking Board (MSRB), and the Securities Investor Protection Corporation (SIPC). Client accounts are protected up to $500,000 through SIPC. Additional private insurance is provided through our clearing firm, First Clearing¹. First Clearing maintains a program of additional protection provided through a private insurer (currently Lloyd’s of London). For clients who have received the full SIPC payout limit, First Clearing’s policy with Lloyd’s of London provides additional coverage above the SIPC limits for any missing securities and cash in client brokerage accounts up to a clearing-firm aggregate limit of $1 billion (including up to $1.9 million for cash per client). SIPC and the additional protection from Lloyd’s of London do not protect against losses from the failure of a security, nor do they insure the quality of investments or protect against losses from fluctuating market value. All coverage is subject to the specific policy terms and condition.

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