Catherine Marshall

Catherine Marshall

Chief Compliance Officer
Huntleigh Securities Corporation

Office: (314)236-2261
E-mail:
 

Catherine (Cathy) Marshall is the Chief Compliance Officer at Huntleigh Securities Corporation and also serves as a member of the Board. Cathy began her career at Huntleigh Securities in 1987 and has had the unique opportunity to grow with the company throughout the years. With over 30 years of involvement in the industry, Cathy has gained an abundance of valuable experience and applies her immense knowledge of the business to managing and overseeing the Compliance department at Huntleigh Securities Corporation. Cathy is responsible for staying informed of the latest federal and state securities laws and regulations, and applying these guidelines to Huntleigh Securities’ policies and procedures to ensure compliance in all areas of operation. Cathy graduated from Washington University in St. Louis in 1985 with a Bachelor’s degree in Psychology and Business.

Check the background of this financial professional on FINRA's BrokerCheck
Check the background of this financial professional on FINRA's BrokerCheck