Investment Services

Huntleigh Securities Corporation offers a full range of investment solutions tailored to the specific needs of individual investors and institutional clients. These include:

Stocks and Bonds

Huntleigh Securities Corporation provides expert guidance for building portfolios of stocks and bonds. We work closely with our clients to help them achieve their financial goals.

Huntleigh utilizes automated equity execution systems through our clearing firm, First Clearing¹, and also has access to First Clearing’s trading desk for handling large or special orders. Our Fixed Income Department affords a wide coverage of municipal, corporate and government debt instruments, mortgage-backed securities, Certificates of Deposit and Unit Investment Trusts. The Syndicate Department has formed solid relationships with major investment banking firms for access to new issues.

Huntleigh Securities Corporation processes its trades and account activity through First Clearing, a member of the NYSE and SIPC. Huntleigh Securities Corporation’s Operations Department, staffed by dedicated professionals, provides experienced and responsive service to our clients using First Clearing’s advanced back office system

Mutual Funds and ETFs

A mutual fund is an investment vehicle funded by many investors for the purpose of diversification by investing in a variety of securities such as stocks, bonds and other similar securities. Mutual funds provide many benefits including: professional management, portfolio diversification, reduced transaction costs, and liquidity. Huntleigh Securities Corporation has access to an expansive selection of mutual funds to allow our clients the flexibility to choose the most suitable option based on their personal financial goals.

An ETF is a portfolio of securities assembled by an investment company. ETFs can be traded throughout the day on stock exchanges, like individual stocks, and trading flexibility is part of their appeal. Because ETFs are available across a broad range of indexes, they can help provide cost-efficient diversification. As with any investment, consider the potential risks before making a decision to include ETFs in your portfolio.

Insurance and Annuities

Insurance protection is a crucial component of a comprehensive, long-term financial plan. Huntleigh Securities Corporation’s licensed insurance professionals write policies for fixed and fixed-indexed annuities, and universal, whole and term life insurance. We also offer variable life insurance policies that provide opportunities for the cash value portion of the policy to be directed into a wide array of subaccounts with access to various fixed, equity and bond market sectors. Based on investment performance, the policies allow you to control how much you pay in premiums, within designated limits. Variable insurance policies are often recommended in a rising stock market environment; however, special care must be taken to ensure policies are properly funded to provide coverage for life.

Annuities are designed to offer a practical way to protect a portion of your retirement income. An annuity is an investment with an insurance component that you pay into either all at once or in installments. In many cases, the insurance portion of an annuity may be utilized to provide an income stream for retirement or principal guarantees upon death.

Income and growth from the investments in an annuity are tax-deferred until the funds are withdrawn. In addition, many annuities offer access to several fund families and diverse market sectors all under one umbrella.

Retirement and College Savings

Huntleigh Securities Corporation offers a full range of products for retirement planning, including Individual Retirement Accounts (IRAs) and Corporate Retirement Plans. We also offer administrative services for 401(k)s, Defined Benefit Plans and Profit Sharing Plans.

We also have the capability and expertise to provide analysis on College Savings options to enable you to determine approximate costs, as well as develop appropriate funding strategies. Education IRAs, 529 Plans, and Custodial accounts are available.

Wealth Management Services

We recognize the need to provide professional money management services for individual and institutional clients who prefer a personal touch to portfolio management. Through our affiliation with Huntleigh Advisors, Inc., we provide wealth management services utilizing a fee-based account. After a thorough examination of your goals and risk tolerance, our investment professionals will construct an investment portfolio for your specific needs. These services provide you with direct access to portfolio managers, timely performance updates and detailed reports of all transactions performed on your behalf.

Lending and Cash Management Solutions

Huntleigh Securities Corporation provides a variety of lending options through our custodian, First Clearing¹, to support our clients’ financial needs, as well as cash management options for uninvested funds.

Our Secured PrimeLine of credit may offer opportunities for you to enhance both your personal and professional life without disrupting your portfolio and long-term investment strategy. As long as you have sufficient eligible assets in your portfolio for collateral, using a securities-based line of credit, or utilizing margin, may be easier and more cost-effective choices for accessing cash than other alternatives. For more information on utilizing margin, please click here. To learn more about PrimeLine, click here.

Huntleigh’s Money Market and Bank Deposit Sweep Programs allow you to earn a return on uninvested cash balances in your account by automatically placing (“sweeping”) cash balances in a sweep vehicle until such balances are invested by you, or otherwise needed to satisfy obligations arising in connection with your account. Our Bank Deposit Sweep is not subject to market risk and value loss, but is subject to the risk of a bank’s failure. In the unlikely event a bank fails, deposits at each bank are eligible for FDIC insurance protection up to a limit of $250,000 (including principal and interest) per depositor in each insurable capacity. For more information on our Cash Sweep Program, please click here.

Additional Services

We have the experience of working with a wide range of products and professionals to assist each investor, whether they are seeking tax efficiency, retirement planning, saving for college tuition or other goals. These include:

  • Municipal government and agency bonds
  • Unit investment trusts
  • Money market funds
  • Certificates of Deposits (CDs)
  • Variable Annuities
  • Put or call options
  • Investment banking
  • Corporate and municipal finance
  • Institutional investing

This website content has been prepared for informational purposes only and is not a solicitation or an offer to buy any security or instrument or to participate in any trading strategy. Investing involves risk including the possible loss of principal. Asset allocation cannot eliminate the risk of fluctuating prices and uncertain returns. The accuracy and completeness of this information is not guaranteed and is subject to change. Since each investor’s situation is unique, you need to review your specific investment objectives, risk tolerance and liquidity needs with your financial professional(s) before a suitable investment strategy can be selected. Because Huntleigh Securities Corporation does not provide tax or legal advice, individuals need to consult with their own tax and legal advisors before taking any action that may have tax or legal consequences.

¹First Clearing is a trade name used by Wells Fargo Clearing Services, LLC, Member SIPC, a registered broker-dealer and non-bank affiliate of Wells Fargo & Company.